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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2012-12-19
TX RA APPROVED 2012-12-14
  • FL RA
    APPROVED
    Since 2012-12-19
  • TX RA
    APPROVED
    Since 2012-12-14

Branch Locations

401 E Las Olas Blvd, Fort Lauderdale, FL 33301 • United States

824 A1A N, Ponte Vedra Beach, FL 32082 • United States

Deerfield Beach, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Fort Lauderdale FL 03/1998 Present
Other Businesses

I*29162 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: ACACIA ANIMAL HOSPITAL INVESTMENT RELATED: N ADDRESS OF BUSINESS: POMPANO BEACH, FLORIDA 33064 NATURE OF BUSINESS: OTHER,I WORK FOR A VETERNARIAN POSITION, TITLE, ASSOCIATION: PART-TIME, START DATE OF RELATIONSHIP: 4/1/1997 NUMBER OF HOURS DEVOTED: 20 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: LABWORK, ASSITING DR. IN SURGERY, APPOINTMENTS, PHARMACY TECHNICIAN

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-11-02
  • S66 Uniform Combined State Law Examination
    2012-11-02
Other Names
  • Michelle Hampton
  • Michelle Lee Hampton
  • Michelle Lee Hampton

View on SEC IAPD

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