Scott Alexander Brown

Current Employers

Employment History

• 01/2009 → 10/2017
  National Planning Corporation
  Santa Monica, CA
• 10/2017 → 03/2023
  Securities America, Inc
  Naperville, IL
• 10/2017 → 03/2023
  Securities America Advisors
  Naperville, IL
• 03/2023 → Present
  Private Client Services
  Naperville, IL
• 03/2023 → Present
  Rai Wealth
  Naperville, IL

Previous Registrations

• 2017-10-18 → 2023-03-07
  Securities America Advisors, Inc.
  Naperville, IL
  Naperville, IL
• 2012-07-16 → 2017-10-26
  National Planning Corporation
  Naperville, IL
  Napervile, IL
  Los Angeles, CA
  St. Petersburg, FL
  Naperville, IL
  Riverwoods, IL
• 2009-02-11 → 2012-08-01
  Advantage Investment Management, Llc
  Naperville, IL

Other Businesses

1) 1871 Dairy. 749 Woodlawn, Wheaton, IL 60187. Wholesale Dairy Business-no longer operating but not yet fully wound down. 5% investor. 0 hrs/mo. 2) City of Wheaton. 303 W Wesley, Wheaton, IL 60187. Serve as councilman of the N. district which is an elected position. Current term is up in April 2029. 10 hrs/mo; 0 during trading hrs. 3) Life Insurance Agent/Broker. 1700 Park Street, Suite 106, Naperville, IL 60563. Life & health insurance. 5 hrs/mo; 5 during trading hrs. 4) Meier Clinics. 2100 Manchester Road, Wheaton, IL 60187. Christian mental Heathcare provider. Ser on advisory council, which is non-binding, non-fiduciary capacity. My mom is the president. Not compensated for role. <1hr/mo; <1 hr during trading hrs. 5) SB Capital Management, LLC. 1700 Park Street, Suite 106, Naperville, IL 60563. Single purpose real estate entity. It owns the office condo that we operate RAI Wealth from. 0 hrs/mo. 6) Wheaton College. 501 College Avenue, Wheaton, IL 60187. Undergraduate & Graduate School. Currently serve on board of visitors. We meet semiannually with my last meeting being April 2023 after which I roll off. This is a non-compensated and non-fiduciary role. <1hr/mo; <1 hr during trading hrs. 7) Brown Wealth Management, LLC dba RAI Wealth Management. 1700 Park Street, Suite 106, Naperville, IL 60563. RIA. 480 hrs/mo; 480 during trading hrs.

Exams

• S66 Uniform Combined State Law Examination
  2008-12-30