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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2020-10-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameritas Investment Corp | Lincoln | NE | 12/2011 | 02/2017 |
| First American Bank (Accquired By Greenstate Cu) | Clive | IA | 11/2011 | Present |
| Sii | West Des Moines | IA | 02/2017 | 11/2018 |
| Royal Alliance Associates, Inc. | Clive | IA | 11/2018 | 09/2020 |
| Lpl Financial, Llc | Clive | IA | 09/2020 | Present |
1. 9/30/2020 - No Business Name - Not Investment Related - At Reported Business Location(s) - Other-Notary - Started 02/17/2006 - Time Spent 1%. 2. 9/30/2020 - GreenState Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Time Spent 100%.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-05-01 |
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