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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-10-27 |
| OH | RA | APPROVED | 2022-04-18 |
Branch Locations
8479 W Ridgewood Dr, Parma, OH 44129 • United States
6200 Brecksville Rd., Independence, OH 44131 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 08/2016 | 12/2020 |
| Northwestern Mutual | Canton | OH | 06/2016 | 08/2021 |
| J.P. Morgan Securities Llc | Independence | OH | 04/2022 | Present |
| Jpmprgan Chase Bank, N.A. | Independence | OH | 04/2022 | Present |
| John Adams/Adams, Gut, & Associates | Akron | OH | 12/2020 | 08/2021 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 01/2021 | 08/2021 |
| Northwestern Mutual Investment Services, Llc | Milwaukee | WI | 07/2016 | 08/2021 |
| Unemployment | Akron | OH | 09/2021 | 03/2022 |
| Mindbodysoul&Money, Llc | Garfield Heights | OH | 10/2022 | 03/2024 |
| Mindbodysoul&Money, Ltd | Fairlawn | OH | 01/2022 | Present |
Entity Name: MindBodySoul&Money, LTD Investment related: No Address: Private Residence Nature of the other business: Holding Company Position/Title/Relationship: Owner/Partner Start Date: 01/10/2022 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: I am the registered agent/owner of the LLC MindBodySoul&Money, though it is a holding company awaiting return on investment from a loan, no day-to-day activity. Invested in laundry businesses: Turneytown Laundromat and Cleveland Laundry Service https://www.clevelandlaundryservice.com/
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-08-30 |
| S63 | Uniform Securities Agent State Law Examination | 2009-07-17 |
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