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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-10-27
OH RA APPROVED 2022-04-18
  • TX RA
    APPROVED_RES
    Since 2022-10-27
  • OH RA
    APPROVED
    Since 2022-04-18

Branch Locations

8479 W Ridgewood Dr, Parma, OH 44129 • United States

6200 Brecksville Rd., Independence, OH 44131 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Life Insurance Company Milwaukee WI 08/2016 12/2020
Northwestern Mutual Canton OH 06/2016 08/2021
J.P. Morgan Securities Llc Independence OH 04/2022 Present
Jpmprgan Chase Bank, N.A. Independence OH 04/2022 Present
John Adams/Adams, Gut, & Associates Akron OH 12/2020 08/2021
Northwestern Mutual Wealth Management Company Milwaukee WI 01/2021 08/2021
Northwestern Mutual Investment Services, Llc Milwaukee WI 07/2016 08/2021
Unemployment Akron OH 09/2021 03/2022
Mindbodysoul&Money, Llc Garfield Heights OH 10/2022 03/2024
Mindbodysoul&Money, Ltd Fairlawn OH 01/2022 Present
  • 08/2016 → 12/2020
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 06/2016 → 08/2021
    Northwestern Mutual
    Canton, OH
  • 04/2022 → Present
    Independence, OH
  • 04/2022 → Present
    Jpmprgan Chase Bank, N.A.
    Independence, OH
  • 12/2020 → 08/2021
    John Adams/Adams, Gut, & Associates
    Akron, OH
  • 01/2021 → 08/2021
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 07/2016 → 08/2021
    Milwaukee, WI
  • 09/2021 → 03/2022
    Unemployment
    Akron, OH
  • 10/2022 → 03/2024
    Mindbodysoul&Money, Llc
    Garfield Heights, OH
  • 01/2022 → Present
    Mindbodysoul&Money, Ltd
    Fairlawn, OH
Previous Registrations
Other Businesses

Entity Name: MindBodySoul&Money, LTD Investment related: No Address: Private Residence Nature of the other business: Holding Company Position/Title/Relationship: Owner/Partner Start Date: 01/10/2022 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: I am the registered agent/owner of the LLC MindBodySoul&Money, though it is a holding company awaiting return on investment from a loan, no day-to-day activity. Invested in laundry businesses: Turneytown Laundromat and Cleveland Laundry Service https://www.clevelandlaundryservice.com/

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-08-30
S63 Uniform Securities Agent State Law Examination 2009-07-17
  • S65 Uniform Investment Adviser Law Examination
    2010-08-30
  • S63 Uniform Securities Agent State Law Examination
    2009-07-17
Other Names
  • Bethany Marie Gonzalez
  • Bethany M Gonzalez

View on SEC IAPD

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