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Andrea Lea Benson

Principal Securities, Inc.

Des Moines, IA

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Current Employers
Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2019-11-11
  • IA RA
    APPROVED
    Since 2019-11-11

Branch Locations

711 High St, Des Moines, IA 50392 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Principal Life Insurance Des Moines IA 05/2008 10/2019
Principal Securities Des Moines IA 06/2017 10/2018
Principal Securities Inc Des Moines IA 11/2019 Present
Principal Life Insurance Company Des Moines IA 10/2019 Present
  • 05/2008 → 10/2019
    Principal Life Insurance
    Des Moines, IA
  • 06/2017 → 10/2018
    Principal Securities
    Des Moines, IA
  • 11/2019 → Present
    Principal Securities Inc
    Des Moines, IA
  • 10/2019 → Present
    Principal Life Insurance Company
    Des Moines, IA
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-06-28
  • S65 Uniform Investment Adviser Law Examination
    2018-06-28
Other Names
  • Andrea Lea Webb

View on SEC IAPD

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AVANTAX PLANNING PARTNERS, INC.
PROSPECTIVE VALUE PARTNERS LLC

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ARRON STEVEN CRAMER
RICHARD STEVENS YODER
AARON PLASKAS
CHRISTOPHER E JANDA
Penny Sue Hein

Other Offices

OSAIC INSTITUTIONS, INC. · Des Moines, IA
EQUITABLE ADVISORS, LLC · DES MOINES, IA
LPL FINANCIAL LLC · DES MOINES, IA
OSAIC WEALTH, INC. · DES MOINES, IA
EDWARD JONES · DES MOINES, IA
WEST FINANCIAL ADVISORS, L.L.C. · DES MOINES, IA
AVANTAX PLANNING PARTNERS, INC. · Des Moines, IA
PROSPECTIVE VALUE PARTNERS LLC · DES MOINES, IA

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