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Current Employers
Eagle Strategies Llc

51 Madison Avenue 12Th Floor, New York, NY 10010 • United States

Current Registrations

AuthorityCategoryStatusDate
ME RA APPROVED 2013-12-11
  • ME RA
    APPROVED
    Since 2013-12-11

Branch Locations

918 Main St Suite D-2, Westbrook, ME 04092 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Nylife Securities Llc South Portland ME 08/2012 Present
New York Life Insurance Company South Portland ME 10/2008 Present
Mosley Financial Group South Portland ME 10/2012 Present
Eagle Strategies Llc South Portland ME 12/2013 Present
  • 08/2012 → Present
    Nylife Securities Llc
    South Portland, ME
  • 10/2008 → Present
    New York Life Insurance Company
    South Portland, ME
  • 10/2012 → Present
    Mosley Financial Group
    South Portland, ME
  • 12/2013 → Present
    South Portland, ME
Other Businesses

[MOSLEY FINANCIAL GROUP; 500 SOUTHBOROUGH DR. STE 300 SOUTH PORTLAND, ME 04106; OWNER; 10/01/12; 22 HRS/MONTH; OWNER; COMMISSIONS USED FOR ALL NYL BUSINESS AND ACTIVITIES AS A NYL AGENT AND RR] [Insurance Brokering; Appointed with outside carriers for the purpose of brokering non-registered insurance products; 425 Main Street, 2nd Floor, Westbrook, ME 04092; Start Date 07/2017; Role/Title: Insurance Broker; Investment Related; 4 hours per month; 4 hours per month during securities trading hours] [Morningstar Advisor Workstation Client Advisory Board; Board Membership. Morningstar looks to Advisory board members to represent our clients, peers, and industry leaders to help set our future product direction.; 22 West Washington Street Chicago, Illinois 60602; Start Date 12/2023; Role/Title: Board Member; Investment Related; 2 hours per month; 2 hours per month during securities trading hours; gather input from our members to inform our strategic planning, long-term performance, and growth.]

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-11-13
  • S66 Uniform Combined State Law Examination
    2013-11-13
Other Names
  • Sarah Hopkins Mosley

View on SEC IAPD

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