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51 Madison Avenue 12Th Floor, New York, NY 10010 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ME | RA | APPROVED | 2013-12-11 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nylife Securities Llc | South Portland | ME | 08/2012 | Present |
| New York Life Insurance Company | South Portland | ME | 10/2008 | Present |
| Mosley Financial Group | South Portland | ME | 10/2012 | Present |
| Eagle Strategies Llc | South Portland | ME | 12/2013 | Present |
[MOSLEY FINANCIAL GROUP; 500 SOUTHBOROUGH DR. STE 300 SOUTH PORTLAND, ME 04106; OWNER; 10/01/12; 22 HRS/MONTH; OWNER; COMMISSIONS USED FOR ALL NYL BUSINESS AND ACTIVITIES AS A NYL AGENT AND RR] [Insurance Brokering; Appointed with outside carriers for the purpose of brokering non-registered insurance products; 425 Main Street, 2nd Floor, Westbrook, ME 04092; Start Date 07/2017; Role/Title: Insurance Broker; Investment Related; 4 hours per month; 4 hours per month during securities trading hours] [Morningstar Advisor Workstation Client Advisory Board; Board Membership. Morningstar looks to Advisory board members to represent our clients, peers, and industry leaders to help set our future product direction.; 22 West Washington Street Chicago, Illinois 60602; Start Date 12/2023; Role/Title: Board Member; Investment Related; 2 hours per month; 2 hours per month during securities trading hours; gather input from our members to inform our strategic planning, long-term performance, and growth.]
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-11-13 |
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