Chintan Hariprakash Shukla

Current Employers

Employment History

• 10/2008 → 05/2019
  Goldfarb Financial
  Buffalo, NY
• 05/2019 → Present
  Marshall & Sterling Wealth Advisors, Inc.
  Poughkeepsie, NY
• 06/2019 → Present
  Lpl Financial Llc
  Poughkeepsie, NY
• 12/2009 → 05/2019
  Raymond James
  Buffalo, NY

Previous Registrations

• 2010-05-12 → 2014-12-31
  Raymond James Financial Services Advisors, Inc
  Williamsville, NY

Other Businesses

1. 6/6/19- Marshall & Sterling Wealth Management- DBA for LPL Business (entity for LPL business)- Inv. Related- Poughkeepsie, NY - 100% 2. 06/13/2019 - Marshall & Sterling Wealth Advisors, Inc - Investment related - At reported business location(s) - Registered Investment Advisor Hybrid - start date:06/2019 - 160 hrs/mo - 8 hrs during trading - I provide administrative support to Marshall & Sterling Wealth Advisors, an independent investment advisor firm. I started this business activity in 06/2019. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm¿s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 12/30/2019 - No Business Name - Investment Related - Amherst, NY 14226 - Real Estate Rental - Started 10/01/2019 - 2 Hours Per Month/0 Hours During Securities Trading. 4. 2/4/2021 - No Business Name - Investment Related - Amherst, NY 14226 - Real Estate Rental - Started 10/01/2019 - 2 Hours Per Month/0 Hours During Securities Trading. 5. 03/13/2024 - Children's Home of Poughkeepsie - Poughkeepsie, NY 12601 - Non-Profit Board Member - 2 Hours Per Month/0 Hours During Securities Trading.

Exams

• S66 Uniform Combined State Law Examination
  2010-03-22

Designations

Other Names

• Chintan H Shukla