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Nicholas Mantilla Loeper

First Citizens Investor Services, Inc.

Raleigh, NC

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Current Employers
First Citizens Investor Services, Inc.

8540 Colonnade Center Drive, Raleigh, NC 27615-3052 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2019-01-04
  • NC RA
    APPROVED
    Since 2019-01-04

Branch Locations

8540 Colonnade Center Drive, Raleigh, NC 27615 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Securities Llc Tampa FL 05/2014 12/2018
First Citizens Investor Services Raleigh NC 01/2019 06/2022
First Citizens Investor Services Raleigh NC 06/2022 Present
First Citizens Bank Raleigh NC 06/2022 Present
  • 05/2014 → 12/2018
    Jp Morgan Securities Llc
    Tampa, FL
  • 01/2019 → 06/2022
    First Citizens Investor Services
    Raleigh, NC
  • 06/2022 → Present
    First Citizens Investor Services
    Raleigh, NC
  • 06/2022 → Present
    First Citizens Bank
    Raleigh, NC
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-11-27
S63 Uniform Securities Agent State Law Examination 2008-12-23
  • S66 Uniform Combined State Law Examination
    2017-11-27
  • S63 Uniform Securities Agent State Law Examination
    2008-12-23
Other Names
  • Nicholas Horacio Mantilla
  • Nicholas M Loeper

View on SEC IAPD

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Other Offices

TOWNSEND ASSET MANAGEMENT CORP. · RALEIGH, NC
FORTRESS PRIVATE LEDGER, LLC · RALEIGH, NC
OLDE RALEIGH FINANCIAL GROUP · RALEIGH, NC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · RALEIGH, NC
ADVISORY SERVICES NETWORK · RALEIGH, NC
FORTRESS PRIVATE LEDGER, LLC · RALEIGH, NC
WELLS FARGO CLEARING SERVICES, LLC · RALEIGH, NC
EDWARD JONES · RALEIGH, NC

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