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Current Employers
Delta & Gamma Capital Management Llc

1120 Ave Of Americas, 4Th Fl, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-09-28
  • NY RA
    APPROVED
    Since 2021-09-28

Branch Locations

1120 Ave Of Americas, 4Th Fl, New York, NY 10036 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Delta & Gamma Capital Management Llc New York NY 11/2015 Present
Previous Registrations
  • 2009-10-21 → 2011-03-25
    Msi Financial Services, Inc.
    Flushing, NY
    Edison, NJ
Other Businesses

MARK WANG, 1177 AVE OF AMERICAS, 5TH FL, NEW YORK, NY 10036, INVESTMENT RELATED, AGENT, OFFERING INSURANCE STARTED ON 09/24/2014 WORKING 40 HPM 20 HPM DURING TRADING HOURS. ALPHA BETA DELTA & GAMMA INC, 1177 AVE OF AMERICAS, 5TH FL, NEW YORK, NY 10036, NOT INVESTMENT RELATED, MANAGING DIRECTOR, OFFERING ACCOUNTING AND TAX PREPARATION SERVICES , STARTED ON 08/31/2021, WORKING 40 HPM 20 HPM DURING TRADING HOURS.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-08-08
S63 Uniform Securities Agent State Law Examination 2009-04-21
  • S65 Uniform Investment Adviser Law Examination
    2009-08-08
  • S63 Uniform Securities Agent State Law Examination
    2009-04-21
Designations
Other Names
  • Dechun Wang

View on SEC IAPD

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