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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2022-01-26 |
Branch Locations
3601 Minnesota Drive Suite 430, Edina, MN 55435-9878 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Scottrade, Inc. | Maplewood | MN | 10/2008 | 09/2018 |
| Td Ameritrade, Inc. | Saint Paul | MN | 02/2018 | 06/2024 |
| Td Ameritrade Investment Management, Llc | Saint Paul | MN | 02/2018 | 06/2024 |
| Charles Schwab & Co., Inc. | Woodbury | MN | 01/2022 | Present |
| Charles Schwab Bank Ssb | Woodbury | MN | 07/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-05-28 |
| S63 | Uniform Securities Agent State Law Examination | 2009-08-27 |
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