James Alan Haug

Current Employers

Employment History

• 10/2008 → 03/2018
  Waddell & Reed, Inc.
  San Diego, CA
• 10/2008 → 03/2018
  Various Insurance Carriers For W&R Insurance Agencies, Inc.
  San Diego, CA
• 09/2010 → Present
  Coast/Shorebreak Volleyball Club
  San Diego, CA
• 11/2012 → Present
  East Village Association
  San Diego, CA
• 02/2016 → Present
  La Jolla High School
  La Jolla, CA
• 01/2017 → Present
  East Village Tax
  San Diego, CA
• 03/2018 → 02/2023
  Lpl Financial Llc
  San Diego, CA
• 02/2023 → Present
  Integrated Wealth Concepts, Llc
  Waltham, MA

Previous Registrations

• 2018-03-27 → 2023-02-02
  Lpl Financial Llc
  San Diego, CA
  San Diego, CA
  San Diego, CA
• 2009-03-23 → 2018-04-03
  Waddell & Reed
  San Diego, CA
  Irvine, CA
  San Diego, CA
  Riverside, CA

Other Businesses

1. 3/26/2018 - EAST VILLAGE TAX - Investment Related - At Reported Business Location(s) - Tax Prep/Accounting/CPA - Partner - Started 1/15/2017 - 5 Hours Per Month/0 Hours During Securities Trading - Time Spent 5% - State & Federal Tax preparation. 2. 3/26/2018 - COAST VOLLEYBALL CLUB - Not Investment Related - 11526 Sorrento Valley Rd, Unit N, San Diego, CA 92121 - Other-Coach - Volleyball Coach - Started 9/1/2010. 3. 06/24/2019 - Haug Land Company - Investment related - 406 9th Ave, #308 San Diego, CA 92101 - Real Estate Rental - start date:07/01/2019 - 0 hrs/mo - 0 hrs during trading. 4. 02/02/2023 - INTEGRATED WEALTH CONCEPTS, LLC - DBA: HAUG WEALTH MANAGEMENT - INV REL - AT REPORTED BUSINESS LOCATION(S) - REGISTERED INVESTMENT ADVISOR DBA - IAR - STARTED 02/02/2023 - 160 HOURS PER MONTH DURING SECURITIES TRADING HOURS.

Exams

• S66 Uniform Combined State Law Examination
  2009-03-20

Other Names

• James Haug