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11440 W. Bernardo Court Suite 300, San Diego, CA 92127 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-05-21 |
| AZ | RA | APPROVED | 2024-03-18 |
| AR | RA | APPROVED | 2023-04-25 |
| GA | RA | APPROVED | 2023-04-14 |
| NC | RA | APPROVED | 2023-04-13 |
| TX | RA | APPROVED_RES | 2023-04-13 |
| CT | RA | APPROVED | 2023-04-06 |
| CO | RA | APPROVED | 2023-03-28 |
| NY | RA | APPROVED | 2021-06-04 |
Branch Locations
17 Battery Pl Suite 625, New York, NY 10004 • United States
11440 W. Bernardo Court Suite 300, San Diego, CA 92127 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Newbridge Securities Corp | New York | NY | 10/2008 | 02/2019 |
| Benchmark Investments, Inc. | New York | NY | 02/2019 | 07/2023 |
| Kingswood Capital Partners, Llc | San Diego | CA | 10/2020 | Present |
| Kingswood Capital Partners, Llc | New York | NY | 05/2023 | Present |
1)Insurance Agent -Not Investment related -17 Battery Place #625 Ny,NY 10004 -Insurance -Title N/A -Start date 7-8 years ago -hours 0 -Trading hours 0 -responsibility :Licensed for life and annuity however no business is generated. 2) Siminou Wealth Management - yes investment related - 17 Batter Place # 625 New York, NY 10004 - Advisory -owner - 7/5/2022 - 100 hours - 100 hours - RIA business at Kingswood
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-06-03 |
| S63 | Uniform Securities Agent State Law Examination | 2008-11-22 |
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