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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2023-06-29
TX RA APPROVED_RES 2023-06-29
  • IL RA
    APPROVED
    Since 2023-06-29
  • TX RA
    APPROVED_RES
    Since 2023-06-29

Branch Locations

621 Rollingwood Dr, Shorewood, IL 60404 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Delco Financial Group, Inc Shorewood IL 02/2008 Present
Cetera Wealth Services, Llc El Segundo CA 09/2019 Present
Summit Financial Group Boca Raton FL 01/2013 05/2021
Summit Brokerage Services Boca Raton FL 01/2013 09/2019
Delco Tax Advisory Services Shorewood IL 01/2015 Present
Delco Financial Services, Inc. Shorewood IL 02/2008 Present
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
  • 02/2008 → Present
    Delco Financial Group, Inc
    Shorewood, IL
  • 09/2019 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 01/2013 → 05/2021
    Summit Financial Group
    Boca Raton, FL
  • 01/2013 → 09/2019
    Summit Brokerage Services
    Boca Raton, FL
  • 01/2015 → Present
    Delco Tax Advisory Services
    Shorewood, IL
  • 02/2008 → Present
    Delco Financial Services, Inc.
    Shorewood, IL
  • 06/2023 → Present
    Schaumburg, IL
Previous Registrations
  • 2013-01-09 → 2021-05-20
    Summit Financial Group Inc
    Shorewood, IL
Other Businesses

(1) DELCO TAX ADVISORY SERVICES; SINCE 01/01/2015; 621 ROLLINGWOOD DR., SHOREWOOD, IL, 60404; TAX PREPARER; Assist in preparing tax returns for clients of Delco Tax Advisory Services; 20 HOURS SPENT ON ACTIVITY PER MONTH, 0 DURING TRADING HOURS (2) DELCO FINANCIAL GROUP, INC.; INVESTMENT RELATED; SAME AS REGISTERED ADDRESS; FINANCIAL PLANNING DBA; JR. PLANNER; STARTED 2/8/2008; DBA NAME (3) NOTARY PUBLIC, NOT INVESTMENT RELATED; SAME AS REGISTERED ADDRESS; NOTARY PUBLIC STATE OF ILLINOIS; STARTED 7/14/2017; APX 1 HOUR/MONTH, 1 DURING TRADING; NOTARY (4) NAME OF OTHER BUSINESS: DELCO FINANCIAL SERVICES, INC. INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 2/2008, POSITION/TITLE/RELATIONSHIP: PART OWNER, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; (5) NAME OF OTHER BUSINESS: SHOREWOOD SOCCER LEAGUE INVESTMENT RELATED: NO, ADDRESS: 25520 W SELL ROAD, SHOREWOOD, IL 60404, NATURE OF BUSINESS: SPORTS, START DATE:09/2023, POSITION/TITLE/RELATIONSHIP: ASSISTANT COACH, APX NUMBER OF HOURS PER WEEK: 3, APX NUMBER OF HOURS DURING TRADING HOURS: VARIES, BRIEF DESCRIPTION OF DUTIES: ASSISTANT COACH FOR U8 SOCCER TEAM;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-10-22
  • S66 Uniform Combined State Law Examination
    2012-10-22
Other Names
  • Timothy O'DEll

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