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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2023-06-29 |
| TX | RA | APPROVED_RES | 2023-06-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Delco Financial Group, Inc | Shorewood | IL | 02/2008 | Present |
| Cetera Wealth Services, Llc | El Segundo | CA | 09/2019 | Present |
| Summit Financial Group | Boca Raton | FL | 01/2013 | 05/2021 |
| Summit Brokerage Services | Boca Raton | FL | 01/2013 | 09/2019 |
| Delco Tax Advisory Services | Shorewood | IL | 01/2015 | Present |
| Delco Financial Services, Inc. | Shorewood | IL | 02/2008 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | Present |
(1) DELCO TAX ADVISORY SERVICES; SINCE 01/01/2015; 621 ROLLINGWOOD DR., SHOREWOOD, IL, 60404; TAX PREPARER; Assist in preparing tax returns for clients of Delco Tax Advisory Services; 20 HOURS SPENT ON ACTIVITY PER MONTH, 0 DURING TRADING HOURS (2) DELCO FINANCIAL GROUP, INC.; INVESTMENT RELATED; SAME AS REGISTERED ADDRESS; FINANCIAL PLANNING DBA; JR. PLANNER; STARTED 2/8/2008; DBA NAME (3) NOTARY PUBLIC, NOT INVESTMENT RELATED; SAME AS REGISTERED ADDRESS; NOTARY PUBLIC STATE OF ILLINOIS; STARTED 7/14/2017; APX 1 HOUR/MONTH, 1 DURING TRADING; NOTARY (4) NAME OF OTHER BUSINESS: DELCO FINANCIAL SERVICES, INC. INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 2/2008, POSITION/TITLE/RELATIONSHIP: PART OWNER, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; (5) NAME OF OTHER BUSINESS: SHOREWOOD SOCCER LEAGUE INVESTMENT RELATED: NO, ADDRESS: 25520 W SELL ROAD, SHOREWOOD, IL 60404, NATURE OF BUSINESS: SPORTS, START DATE:09/2023, POSITION/TITLE/RELATIONSHIP: ASSISTANT COACH, APX NUMBER OF HOURS PER WEEK: 3, APX NUMBER OF HOURS DURING TRADING HOURS: VARIES, BRIEF DESCRIPTION OF DUTIES: ASSISTANT COACH FOR U8 SOCCER TEAM;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-10-22 |
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