Heriberto Rodriguez Rojo

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2007 → Present
  Wells Fargo Bank, N.A.
  Thousand Oaks, CA
• 01/2011 → 11/2016
  Wells Fargo Advisors Llc
  Thousand Oaks, CA
• 11/2016 → Present
  Wells Fargo Clearing Services, Llc
  Thousand Oaks, CA

Previous Registrations

• 2008-12-08 → 2011-01-03
  Wells Fargo Investments, Llc
  Port Hueneme, CA

Other Businesses

AMAZON, NOT INV RELATED, THOUSAND OAKS, CA, SORTATION ASSOCIATE, START 1/26/2020, 80 HOURS PER MONTH, ZERO DURING TRADING, DELIVERY STATION SHIPPING.

Exams

• S66 Uniform Combined State Law Examination
  2008-12-05

Other Names

• Beto Rojo
• Heriberto Rodriguez Rojo
• Heriberto Rodriguez Rojo