Best Investors Account Sign in

Heriberto Rodriguez Rojo

Wells Fargo Clearing Services, LLC

San Luis Obispo, CA

Oxnard, CA

Claim This Profile
Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2011-01-03
  • CA RA
    APPROVED
    Since 2011-01-03

Branch Locations

1160 Marsh St, Stes 200 & 300 [Lm*/Le-Rbo], San Luis Obispo, CA 93401 • United States

2831 Saviers Rd, Oxnard, CA 93033 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank, N.A. Thousand Oaks CA 02/2007 Present
Wells Fargo Advisors Llc Thousand Oaks CA 01/2011 11/2016
Wells Fargo Clearing Services, Llc Thousand Oaks CA 11/2016 Present
  • 02/2007 → Present
    Wells Fargo Bank, N.A.
    Thousand Oaks, CA
  • 01/2011 → 11/2016
    Wells Fargo Advisors Llc
    Thousand Oaks, CA
  • 11/2016 → Present
    Wells Fargo Clearing Services, Llc
    Thousand Oaks, CA
Previous Registrations
  • 2008-12-08 → 2011-01-03
    Wells Fargo Investments, Llc
    Port Hueneme, CA
Other Businesses

AMAZON, NOT INV RELATED, THOUSAND OAKS, CA, SORTATION ASSOCIATE, START 1/26/2020, 80 HOURS PER MONTH, ZERO DURING TRADING, DELIVERY STATION SHIPPING.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-12-05
  • S66 Uniform Combined State Law Examination
    2008-12-05
Other Names
  • Beto Rojo
  • Heriberto Rodriguez Rojo
  • Heriberto Rodriguez Rojo

View on SEC IAPD

Other Firms

COMMONWEALTH FINANCIAL NETWORK
LPL FINANCIAL LLC
MML INVESTORS SERVICES, LLC
EDWARD JONES
STATE FARM INVESTMENT MANAGEMENT CORP.
CORVUS WEALTH ADVISORS LLC
PEAK WEALTH ADVISORS, INC.
CREW WEALTH MANAGEMENT

Other Investors

JAY MICHAEL DOUGLAS
RALPH MICHAELS SLOCUM
TRINA JACQLEEN CISNEROS
MATT TAPANI KOKKONEN
James Ralph Haack
Joel Martin Dunbar
TODD ALAN THOMAS
CAROLYN JANE HERZOG

Other Offices

COMMONWEALTH FINANCIAL NETWORK · San Luis Obispo, CA
LPL FINANCIAL LLC · SAN LUIS OBISPO, CA
MML INVESTORS SERVICES, LLC · SAN LUIS OBISPO, CA
EDWARD JONES · SAN LUIS OBISPO, CA
STATE FARM INVESTMENT MANAGEMENT CORP. · San Luis Obispo, CA
CORVUS WEALTH ADVISORS LLC · SAN LUIS OBISPO, CA
PEAK WEALTH ADVISORS, INC. · SAN LUIS OBISPO, CA
CREW WEALTH MANAGEMENT · SAN LUIS OBISPO, CA

More in San Luis Obispo, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor