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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-04-18
VA RA APPROVED 2018-04-16
  • TX RA
    APPROVED_RES
    Since 2018-04-18
  • VA RA
    APPROVED
    Since 2018-04-16

Branch Locations

1900 Duke St, Alexandria, VA 22314 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Allied Securities, Inc. San Diego CA 08/2015 07/2017
Aviso Wealth Management Bethesda MD 08/2015 07/2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated Alexandria VA 03/2018 Present
Ldc Masonry Inc Silver Spring MD 08/2017 Present
Previous Registrations
  • 2017-01-03 → 2017-07-31
    Bethesda, MD
  • 2015-08-06 → 2017-07-31
    First Allied Advisory Services, Inc.
    Bethesda, MD
  • 2016-10-27 → 2016-12-31
    Bethesda, MD
  • 2011-09-09 → 2015-08-03
    Jhs Capital Advisors, Llc
    Tampa, FL
    Washington, DC
    Calverton, MD
    Summit, NJ
    Washington, DC
  • 2009-05-26 → 2011-09-09
    Mclean, VA
  • 2009-03-25 → 2009-05-27
    Gunnallen Financial, Inc
    Seattle, WA
    Washington Dc, DC
    Mclean, VA
Other Businesses

I*963238, Name of OBA: 1305 Charles Street llc Address: ALEXANDRIA, VA Investment Related: No Position, Title, Association: Owner Employee Start Date: 9/19/2022 No Hours: 20 Monthly No Hours during trading: 0 Duties: Acquired, renovate, and lease real estate property. I*500871 For profit or not for profit: Name of outside business organization: Alzona and Associates llc Investment related: N Address of business: Alexandria, Virginia, 22308, United States Nature of business: Position, title, association: Sole owner, Start date of relationship: 9/1/1999 Number of hours devoted: 10 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: ,

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-03-24
  • S66 Uniform Combined State Law Examination
    2009-03-24
Other Names
  • Eduardo Alzona
  • Ed Alzona
  • Eduardo Saulo Alzona

View on SEC IAPD

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