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Current Employers
Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2024-07-24
  • MI RA
    APPROVED
    Since 2024-07-24

Branch Locations

711 High St, Des Moines, IA 50392 • United States

Hudsonville, MI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Andrew S. Hoezee Grand Rapids MI 02/2014 06/2024
Northwestern Mutual Investement Services, Llc Grand Rapids MI 02/2014 06/2024
Shipt Hudsonville MI 01/2024 06/2024
Door Dash Hudsonville MI 01/2024 01/2024
Principal Life Insurance Hudsonville MI 06/2024 Present
Principal Securities Inc Des Moines IA 06/2024 Present
  • 02/2014 → 06/2024
    Andrew S. Hoezee
    Grand Rapids, MI
  • 02/2014 → 06/2024
    Northwestern Mutual Investement Services, Llc
    Grand Rapids, MI
  • 01/2024 → 06/2024
    Shipt
    Hudsonville, MI
  • 01/2024 → 01/2024
    Door Dash
    Hudsonville, MI
  • 06/2024 → Present
    Principal Life Insurance
    Hudsonville, MI
  • 06/2024 → Present
    Des Moines, IA
Previous Registrations
Other Businesses

**PRINCIPAL BANK AND PRINCIPAL TRUST COMPANY POSITION: Bank/Trust Officer NATURE: Bank/Credit Union/Financial Institution Arrangement INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 07/23/2024 ADDRESS: 8176 36th Ave, Hudsonville MI 49426, United States DESCRIPTION: Formally designated a bank officer in order to access information and adequately support/manage Principal retirement plan account relationships across both the insurance/broker-dealer and bank/trust offerings of Principal. **MARY KAY POSITION: Mary Kay Consultant NATURE: Retail INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 07/23/2024 ADDRESS: 8176 36th Ave, Hudsonville MI 49426, United States DESCRIPTION: Providing Mary Kay skincare products to friends and family.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-02-21
  • S66 Uniform Combined State Law Examination
    2009-02-21
Other Names
  • Kelly Lyn Rypma
  • Kelly Lynn Hoezee
  • Kelly Lyn Hoezee
  • Kelly Hoezee

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