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Isaac Kwaku Cobbinah

Wells Fargo Clearing Services, LLC

Roanoke, VA

Warrenton, VA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2013-10-11
  • VA RA
    APPROVED
    Since 2013-10-11

Branch Locations

10 S Jefferson St Ste 2100 [V3/V8-Rbo], Roanoke, VA 24011 • United States

155 Broadview Ave Ste 100, Warrenton, VA 20186 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wachovia Bank, N.A. Roanoke VA 06/2003 Present
Wells Fargo Advisors Llc Warrenton VA 05/2009 11/2016
Wells Fargo Clearing Services, Llc Warrenton VA 11/2016 Present
  • 06/2003 → Present
    Wachovia Bank, N.A.
    Roanoke, VA
  • 05/2009 → 11/2016
    Wells Fargo Advisors Llc
    Warrenton, VA
  • 11/2016 → Present
    Wells Fargo Clearing Services, Llc
    Warrenton, VA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-10-09
S63 Uniform Securities Agent State Law Examination 2009-01-07
  • S65 Uniform Investment Adviser Law Examination
    2013-10-09
  • S63 Uniform Securities Agent State Law Examination
    2009-01-07
Other Names
  • Isaac Cobbinah

View on SEC IAPD

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STATE FARM INVESTMENT MANAGEMENT CORP.
TRUIST ADVISORY SERVICES, INC.
LPL FINANCIAL LLC
HORNOR, TOWNSEND & KENT, LLC
AMERIPRISE FINANCIAL SERVICES, LLC

Other Investors

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JOHN BARTON EDMUNDS
JOHN ROBERT BRADBERRY
john aston edmunds
Stephen Berry
Brandon Burk Williams
Brian Barrows
ELIZABETH ROBERTS THOMAS

Other Offices

COMMONWEALTH FINANCIAL NETWORK · Roanoke, VA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Roanoke, VA
CETERA INVESTMENT ADVISERS LLC · CAVE SPRING, VA
STATE FARM INVESTMENT MANAGEMENT CORP. · Roanoke, VA
TRUIST ADVISORY SERVICES, INC. · ROANOKE, VA
TRUIST ADVISORY SERVICES, INC. · ROANOKE, VA
LPL FINANCIAL LLC · ROANOKE, VA
HORNOR, TOWNSEND & KENT, LLC · ROANOKE, VA

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