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Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2024-07-15
TX RA APPROVED_RES 2022-08-10
NY RA APPROVED 2021-06-14
  • NJ RA
    APPROVED
    Since 2024-07-15
  • TX RA
    APPROVED_RES
    Since 2022-08-10
  • NY RA
    APPROVED
    Since 2021-06-14

Branch Locations

622 3Rd Avenue Suite 900, New York, NY 10017 • United States

Tenafly, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Massmutual Life Insurance Company New York NY 09/2008 Present
Mml Investors Services, Inc. New York NY 10/2008 Present
  • 09/2008 → Present
    Massmutual Life Insurance Company
    New York, NY
  • 10/2008 → Present
    Mml Investors Services, Inc.
    New York, NY
Other Businesses

(1) NAME: INSPIRED WEALTH STRATEGIES INV REL: Y ADD: 622 3RD AVENUE 9TH FLOOR NEW YORK NY 10017 10017 NATURE: INDIVIDUAL LIFE, HEALTH. POSITION: AGENT START DATE: 01/01/2015 NO. HR/MO: 160. NO. HR/MO DURING SEC TRADING: 160.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2008-12-01
  • S63 Uniform Securities Agent State Law Examination
    2008-12-01

View on SEC IAPD

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