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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-12-20 |
| TX | RA | APPROVED_RES | 2023-12-20 |
Branch Locations
2141 Rosecrans Avenue Suite 3100, El Segundo, CA 90245 • United States
21250 Hawthorne Boulevard Suite 650, Torrance, CA 90503 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | San Diego | CA | 04/2020 | 05/2022 |
| Ubs Financial Services Inc. | Los Angeles | CA | 05/2022 | 10/2022 |
| Morgan Stanley | Torrance | CA | 12/2023 | Present |
| Morgan Stanley | Los Angeles | CA | 10/2013 | 04/2020 |
| None | Los Angeles | CA | 10/2022 | 12/2023 |
SUE SUN, INC.; LOS ANGELES, CA; NATURE: BUSINESS MANAGEMENT CONSULTING AND TRAINING SERVICES; NON-INVESTMENT RELATED; OWNER START DATE: 03/2012 ; # OF HOURS CURRENTLY: 0 DUTIES: MANAGEMENT, MARKETING Sue Sun Inc / 3154 Glendale Blvd Unit 300, Los Angeles, CA 90039 / consulting, corporate training / I started this business as a consulting firm to provide education and training consulting for corporations. It is not actively conducting business. It is not investment-related. It last generated revenue over 10 years ago.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-05-22 |
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