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2 Perimeter Park South Suite 500 West, Birmingham, AL 35243 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2015-01-30 |
Branch Locations
3805 N. High Street Suite 306, Columbus, OH 43214 • United States
2 Perimeter Park South Suite 500 West, Birmingham, AL 35243 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stonex Securities Inc | Columbus | OH | 09/2014 | Present |
| Stonex Advisors Inc | Columbus | OH | 01/2015 | Present |
1) ROBERT BRADLEY JOHNSON, ATTORNEY AT LAW, 1100 RIVA RIDGE BLVD COLUMBUS, OH 43220, SOLE PROPRIETORSHIP, NATURE OF BUS: PROVIDE LEGAL ADVICE, PREPARE WILLS & TRUSTS, REAL ESTATE MATTERS TITLE: ATTORNEY DUTIES: PROVIDE LEGAL ADVICE PERCENTAGE OF TIME: 15% COMPENSATION: FEES FROM LEGAL CLIENTS 2) ROBERT BRADLEY JOHNSON,INSURANCE AGENT 1100 RIVE RIDGE BLVD COLUMBUS, OH 43220, SOLE PROPRIETORSHIP NATURE OF BUS: INSURANCE AGENT TITLE: OWNER DUTIES: SELL LIFE INS, FIXED ANNUITIES TIME SPENT: 10% COMPENSATION: COMMISSIONS 3) RJ INVESTMENT SOLUTIONS 3805 N HIGH STREET STE 306 COLUMBUS OH 43214 PARTNERSHIP NATURE OF BUS: FINANCIAL PLANNING TITLE: PARTNER TIME SPENT: 25% COMPENSATION: NONE 4) Administration and Office Manager 3805 N High St, Suite 306, Columbus, OH 43230 Serve as office manager for office and do administrative work for the other registered representative in the office. Yes - Investment Related. Administration and Office Manager Complete and process paperwork and checks for transactions. Complete compliance requirements for the office, organize office documentation. Manage Office. 01/01/2019 start date Approximately 160 hours per month, with 160 during Market Hours. 5) Pigeon Roost Farm 4413 National Road SW Hebron, OH 43025 Nature of Business: I will have a minimal role in assisting my life partner (Amy Jutte) manage her family business. The pumpkin farm hosts a fall festival and welcomes seasonal visitors during September and October each year. Investment Relate: No Business Position: No title. I am helping my life partner (Amy Jutte) manage her family business - a pumpkin farm - as her parents have decided to retire and pass the ownership of the business to her in the next year or two. Business Duties: I will have a role in helping to manage the farm and the seasonal pumpkin farm activities on the farm - a fall festival/Halloween pumpkin farm. I will be assisting in the management of the farm operations and agreements with the various vendors involved in farm operations, communicating with the farm's insurance agent concerning liability insurance and communicating with the farm's attorneys concerning any legal matters that arise in the course of operating the farm (I am an attorney and already have my attorney activities listed as an OBA). I will also help track receipts of credit card payments for the cash-free farm operations and tracking the flow of payments between the farm and the vendors (food vendors, craftsmen and other vendors operate small businesses on the farm during the festival season and the farm collects a percentage of proceeds from each vendor in exchange for allowing the vendors to sell products during the season). Business Start Date: 03/01/2022 Approximately 40-50 hours spent on this OBA monthly during the 2 months the farm is open for visitors.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-02-16 |
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