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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-01-14 |
| IL | RA | APPROVED | 2016-07-07 |
Branch Locations
170 S Bloomingdale Rd Ste 300, Bloomingdale, IL 60108 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Bloomingdale | IL | 07/2016 | Present |
1) 2/7/2017 - CAPITAL INVESTORS GROUP, INC - Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - Started 01/26/2017 - 50 Hours Per Month During Securities Trading - usiness entity for tax purposes. 2) 07/20/2017-Capital Investors Group, Inc-DBA: HighPoint Planning Partners, LLC-investment related-At reported business location(s)- DBA for LPL Business (entity for LPL business)-start 07/19/2017-Hours per month 40/hours during trading 40 3) 1/21/2021 - Capital Investors Group Inc - DBA: CIG WEALTH MANAGEMENT - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 01/11/2021 - 40 Hours Per Month/8 Hours During Securities Trading. 4) 10/04/2024 - CAPITAL INVESTORS GROUP HOLDINGS, LLC - Business Entity For Tax/Investment Purposes Only - Partner - Not Investment Related - At Reported Business Location(s) - Start Date 02/01/2024 - 0 Hours Per Month/ During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-01-30 |
| S63 | Uniform Securities Agent State Law Examination | 2008-12-01 |
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