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Jeffrey Scott Nelson

LPl Financial LLC

Lubbock, TX

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-02-10
  • TX RA
    APPROVED
    Since 2025-02-10

Branch Locations

5202 Indiana Avenue, Lubbock, TX 79413-4216 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Amarillo TX 05/2012 11/2016
Wells Fargo Clearing Services, Llc Amarillo TX 11/2016 09/2020
Merrill Lynch, Pierce, Fenner & Smith Incorporated Lubbock TX 09/2020 12/2024
Lpl Financial, Llc Lubbock TX 02/2025 Present
Previous Registrations
Other Businesses

1- 02/2025 / MWC Financial Services / DBA for LPL Business (entity for LPL business) / Investment Related / 120 hrs mth / 40 hrs during trading / At reported business location(s)

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-12-05
  • S66 Uniform Combined State Law Examination
    2008-12-05
Other Names
  • Jeffrey Nelson
  • Jeff Nelson

View on SEC IAPD

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