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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2012-03-02 |
Branch Locations
340 4Th St, Kirkland, WA 98033 • United States
Renton, WA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Bellevue | WA | 05/2008 | 03/2020 |
| Ameriprise Financial Services, Llc | Kirkland | WA | 03/2020 | Present |
Business Ownership; Lewis McWilliams LLC; The LLC is just a pass-through entity to receive income for client GDC as an Ameriprise Advisor.; Receives GDC income from Ameriprise.; 340 4th St, , Kirkland, WA, 98033; Investment-Related; 01/26/2022; 20 to 39 hours per month; 20 to 39 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-02-27 |
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