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Rose M Consigli

Wells Fargo Clearing Services, LLC

Denver, CO

Greenwood Village, CO

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-05-20
CA RA APPROVED 2011-05-11
CO RA APPROVED 2011-05-11
  • TX RA
    APPROVED_RES
    Since 2013-05-20
  • CA RA
    APPROVED
    Since 2011-05-11
  • CO RA
    APPROVED
    Since 2011-05-11

Branch Locations

1700 Lincoln St 10Th & 11Th Fls [Ma/Md-Rbo], Denver, CO 80203 • United States

5613 Dtc Pkwy Ste 1000, Greenwood Village, CO 80111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank, N.A. Littleton CO 11/2010 Present
Wells Fargo Advisors Llc Littleton CO 04/2011 11/2016
Wells Fargo Clearing Services, Llc Littleton CO 11/2016 Present
  • 11/2010 → Present
    Wells Fargo Bank, N.A.
    Littleton, CO
  • 04/2011 → 11/2016
    Wells Fargo Advisors Llc
    Littleton, CO
  • 11/2016 → Present
    Wells Fargo Clearing Services, Llc
    Littleton, CO
Previous Registrations
  • 2008-12-23 → 2010-01-11
    Wells Fargo Investments, Llc
    Lone Tree, CO
Other Businesses

RENTAL PROPERTY, INV RELATED, CENTENNIAL, CO, 100% OWNERSHIP, START DATE: 1/1/24, 1 HRS PER MONTH, 0 HRS DURING TRADING, LANDLORD;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-12-22
  • S66 Uniform Combined State Law Examination
    2008-12-22
Other Names
  • Rose Mary Yoo Mee Betts
  • Rose Mary Yoo Mee Taylor
  • Rose Mary Taylor

View on SEC IAPD

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Other Offices

EXCELLERE PARTNERS · DENVER, CO
ALPINE QUANTITATIVE MANAGEMENT, LLC · DENVER, CO
MORGAN STANLEY · Denver, CO
CETERA INVESTMENT ADVISERS LLC · DENVER, CO
DREAM U.S. MANAGER LLC · DENVER, CO
KSL CAPITAL PARTNERS · DENVER, CO
CIBC PRIVATE WEALTH ADVISORS, INC. · Denver, CO
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