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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-05-22 |
| CA | RA | APPROVED | 2011-07-01 |
| CO | RA | APPROVED | 2011-06-30 |
Branch Locations
2141 Rosecrans Ave Ste 4100 [Lg/Lb-Rbo], El Segundo, CA 90245 • United States
101 Federal Pl Ste 101 [Regional Supervision], Tarpon Springs, FL 34689 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank, N.A. | Colorado Springs | CO | 02/2011 | Present |
| Wells Fargo Advisors Llc | Colorado Springs | CO | 06/2011 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Colorado Springs | CO | 11/2016 | Present |
TD COACHING, NOT INV RELATED, LOS ANGELES, CA, 100% OWNERSHIP, START 11/23/2018, 10 HOURS PER MONTH, ZERO DURING TRADING, LIFE COACH - RELATIONSHIP, HEALTH, PEAK PERFORMANCE, AND EMOTIONAL FITNESS. DGINSPIRE CONSULTING, NOT INVT RELATED, LOS ANGELES, CA, 100% OWNERSHIP, START DATE 12/28/2020, 5 HRS PER MONTH, 0 HRS DURING TRADING, CREATED WEBSITES FOR SMALL BUSINESSES AND PEOPLE.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-12-30 |
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