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11835 W Olympic Blvd Ste 1155 E., Los Angeles, CA 90064 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2025-05-21 |
Branch Locations
30 South Valley Road Suite 200, Paoli, PA 19301 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cadaret, Grant & Co., Inc. | Paoli | PA | 09/2008 | 09/2024 |
| Mcmullin & Associates | Paoli | PA | 07/2008 | Present |
| Sean W. Becker | Armore | PA | 11/2006 | Present |
| Osaic | Paoli | PA | 09/2024 | Present |
| The Ameriflex Group, Inc. | Paoli | PA | 09/2024 | Present |
1. SEAN BECKER INSURANCE AGENT POSITION: Insurance Agent NATURE: Insurance Agent INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 5 START DATE: 02/03/2022 ADDRESS: 30 South Valley Road, Suite 200, Paoli PA 19301, United States DESCRIPTION: Life, Health, Annuities, and Long-Term Care 2. NWF ADVISORY SERVICES POSITION: Investment Advisor Representative NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 90 SECURITIES TRADING HOURS: 80 START DATE: 06/30/2025 ADDRESS: 11835 W. Olympic Blvd., Suite 1155 E, Los Angeles CA 90064, United States DESCRIPTION: I provide advisory services such as wrap, fee accounts, and financial plans. I devote about half of my time to this business. 3. BECKER WEALTH MANAGEMENT POSITION: President NATURE: LLC used as DBA INVESTMENT RELATED: Yes NUMBER OF HOURS: 184 SECURITIES TRADING HOURS: 149 START DATE: 02/03/2022 ADDRESS: 30 South Valley Road, Suite 200, Paoli PA 19301, United States DESCRIPTION: Provide comprehensive Wealth Management Financial Planning, and Investment Advisory services.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-03-09 |
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