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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2018-03-09 |
| WI | RA | APPROVED | 2018-03-09 |
Branch Locations
300 N Corporate Dr Ste 100, Brookfield, WI 53045 • United States
Mukwonago, WI • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Milwaukee | WI | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Milwaukee | WI | 11/2016 | 02/2018 |
| Ameriprise Financial Services Inc | Brookfield | WI | 03/2018 | 03/2020 |
| Ameriprise Financial Services, Llc | Brookfield | WI | 03/2020 | Present |
Other Business Activities; Stone Brook Hollow Homeowners Association; Serve as HOA Treasurer in volunteer role; W328S8570 Grand Vista Ct Mukwonago, WI 53149, ,; Not Investment-Related; 03/09/2018; 1 to 9 hours per month; 0 during trading hours / Rotary Club of Mukwonago; Club Treasurer and Board Member; 507 Main St, , Mukwonago, WI, 53149; Not Investment-Related; 08/15/2023; 10 to 19 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-11-21 |
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