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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2013-09-09 |
Branch Locations
401 1St St Se Ste 401, Cedar Rapids, IA 52401 • United States
Arcadia, OK • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Investment Services, Llc | Edmond | OK | 12/2011 | Present |
| Mark Funk | Waterloo | IA | 02/2016 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 02/2016 | Present |
| University Of Northern Iowa | Cedar Falls | IA | 12/2022 | Present |
| Oklahoma Christian | Edmond | OK | 07/2024 | Present |
1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND /OR DISABILITY INCOME INSURANCE PRODUCTS. 2. Assistant Professor of Practice, UNIVERSITY OF NORTHERN IOWA, 1227 W 27TH STREET, CEDAR FALLS, , IOWA, 50614, UNITED STATES OF AMERICA, GENERAL EMPLOYMENT, START DATE: 9/24/2014, HOURS PER MONTH: 21-40, HOURS DURING SECURITIES TRADING HOURS: 21-40, TERM INSTRUCTOR IN UNDERGRADUATE SCHOOL OF BUSINESS. TEACHES CLASSES ON PERSONAL FINANCE, INVESTMENTS, OR WEALTH MANAGEMENT TOPICS. 3. VISITING PROFESSOR, OKLAHOMA CHRISTIAN, 2501 E MEMORIAL RD, EDMOND, , OKLAHOMA, 73013, UNITED STATES OF AMERICA, GENERAL EMPLOYMENT, START DATE: 8/26/2024, HOURS PER MONTH: 6-20, HOURS DURING SECURITIES TRADING HOURS: 6-20, ADJUNCT PROFESSOR. non investment related. 4. OWNER, OWNER, LWP ENTERPRISES LLC, LEGAL ENTITY WMC COMPENSATION AND EA EMPLOYMENT, START DATE: 11/5/2024, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, LEGAL ENTITY ESTABLISHED FOR BUSINESS PURPOSES, INVESTMENT RELATED. 5. ADJUNCT PROFESSOR, OKLAHOMA CHRISTIAN, 2501 E MEMORIAL RD, EDMOND, , OKLAHOMA, 73013, UNITED STATES OF AMERICA, GENERAL EMPLOYMENT, START DATE: 8/1/2025, HOURS PER MONTH: 21-40, HOURS DURING SECURITIES TRADING HOURS: 6-20, PROFESSOR. NON-INVESTMENT RELATED.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2009-06-17 |
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