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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2013-09-09
  • IA RA
    APPROVED
    Since 2013-09-09

Branch Locations

401 1St St Se Ste 401, Cedar Rapids, IA 52401 • United States

Arcadia, OK • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Investment Services, Llc Edmond OK 12/2011 Present
Mark Funk Waterloo IA 02/2016 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 02/2016 Present
University Of Northern Iowa Cedar Falls IA 12/2022 Present
Oklahoma Christian Edmond OK 07/2024 Present
  • 12/2011 → Present
    Edmond, OK
  • 02/2016 → Present
    Mark Funk
    Waterloo, IA
  • 02/2016 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 12/2022 → Present
    University Of Northern Iowa
    Cedar Falls, IA
  • 07/2024 → Present
    Oklahoma Christian
    Edmond, OK
Other Businesses

1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND /OR DISABILITY INCOME INSURANCE PRODUCTS. 2. Assistant Professor of Practice, UNIVERSITY OF NORTHERN IOWA, 1227 W 27TH STREET, CEDAR FALLS, , IOWA, 50614, UNITED STATES OF AMERICA, GENERAL EMPLOYMENT, START DATE: 9/24/2014, HOURS PER MONTH: 21-40, HOURS DURING SECURITIES TRADING HOURS: 21-40, TERM INSTRUCTOR IN UNDERGRADUATE SCHOOL OF BUSINESS. TEACHES CLASSES ON PERSONAL FINANCE, INVESTMENTS, OR WEALTH MANAGEMENT TOPICS. 3. VISITING PROFESSOR, OKLAHOMA CHRISTIAN, 2501 E MEMORIAL RD, EDMOND, , OKLAHOMA, 73013, UNITED STATES OF AMERICA, GENERAL EMPLOYMENT, START DATE: 8/26/2024, HOURS PER MONTH: 6-20, HOURS DURING SECURITIES TRADING HOURS: 6-20, ADJUNCT PROFESSOR. non investment related. 4. OWNER, OWNER, LWP ENTERPRISES LLC, LEGAL ENTITY WMC COMPENSATION AND EA EMPLOYMENT, START DATE: 11/5/2024, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, LEGAL ENTITY ESTABLISHED FOR BUSINESS PURPOSES, INVESTMENT RELATED. 5. ADJUNCT PROFESSOR, OKLAHOMA CHRISTIAN, 2501 E MEMORIAL RD, EDMOND, , OKLAHOMA, 73013, UNITED STATES OF AMERICA, GENERAL EMPLOYMENT, START DATE: 8/1/2025, HOURS PER MONTH: 21-40, HOURS DURING SECURITIES TRADING HOURS: 6-20, PROFESSOR. NON-INVESTMENT RELATED.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2009-06-17
  • S63 Uniform Securities Agent State Law Examination
    2009-06-17
Designations
Other Names
  • Steve Frank Yerkes

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