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555 South Flower Street 11Th Floor, Los Angeles, CA 90071 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-03-06 |
Branch Locations
400 Park Avenue, 8Th Floor, New York, NY 10022 • United States
55 S. Lake Ave 6Th Floor, Pasadena, CA 91101 • United States
Ontario, CA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank, N.A. | Hollywood | CA | 11/2006 | 09/2017 |
| Wells Fargo Advisors Llc | Hollywood | CA | 01/2011 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Hollywood | CA | 11/2016 | 09/2017 |
| Mufg Union Bank | Los Angeles | CA | 10/2017 | 05/2023 |
| Unionbanc Investment Services | Los Angeles | CA | 11/2017 | 05/2023 |
| U.S. Bancorp Investments, Inc. | Brea | CA | 05/2023 | 02/2026 |
| U.S. Bank | Brea | CA | 05/2023 | 02/2026 |
| Rbc Securities, Inc | Pasadena | CA | 02/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-12-01 |
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