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Park Avenue Securities LLC CRD 46173
$19.6B regulatory AUM 38,649 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2026-02-26 |
| IL | RA | APPROVED | 2025-11-13 |
| WA | RA | APPROVED | 2025-05-27 |
| IN | RA | APPROVED | 2023-05-15 |
| DC | RA | APPROVED | 2022-04-05 |
| NY | RA | APPROVED | 2021-04-16 |
| CA | RA | APPROVED | 2020-10-23 |
| TX | RA | APPROVED_RES | 2020-10-23 |
| GA | RA | APPROVED | 2020-10-20 |
| MI | RA | APPROVED | 2020-03-04 |
| CO | RA | APPROVED | 2020-03-02 |
| CT | RA | APPROVED | 2019-12-19 |
| UT | RA | APPROVED | 2019-12-18 |
| AZ | RA | APPROVED | 2019-05-20 |
| PA | RA | APPROVED | 2018-09-27 |
| MA | RA | APPROVED | 2017-10-16 |
| RI | RA | APPROVED | 2017-07-11 |
| FL | RA | APPROVED | 2016-10-04 |
| NJ | RA | APPROVED | 2010-05-17 |
Branch Locations
437 Madison Avenue 29Th Floor, New York, NY 10022 • United States
New York, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian Life Insurance Company | New York | NY | 12/2009 | Present |
| Park Avenue Securities | New York | NY | 05/2010 | Present |
| Guardian Life Insurance Company | New York | NY | 06/2024 | Present |
| Park Avenue Securities | New York | NY | 06/2024 | Present |
1. Outside insurance policies-I help clients acquire disability insurance through other companies other than Berkshire, Start: 04/01/2013, Address: 437 Madison Avenue 29th Floor New York, NY 10022 60 total hours per month; 60 during securities trading hours, Investment related, More than10% annual compensation, 2) Residency to Retirement Wealth, LLC-owner, Nature of Business: DBA, Start date: 02/01/2026, Address: 437 Madison Ave 29th Floor New York, NY 10022, Duties: Insurance other than Guardian 160 total hours per month; 160 during securities trading hours, Investment related,
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-07-27 |
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