Cody Daniel Phelps

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2011 → Present
  Broker Dealer Financial Services Corp.
  Johnston, IA
• 10/2018 → Present
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 10/2018 → Present
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA

Previous Registrations

• 2011-09-16 → 2018-10-20
  Investment Advisors Corp
  West Des Moines, IA
• 2010-06-28 → 2011-08-30
  Edward Jones
  Des Moines, IA
  St Louis, MO

Other Businesses

1. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-40HR/MO-10HR/TRADING. 10/20/2018 2. JORDAN CREEK FINANCIAL SOLUTIONS, 1225 Jordan Creek Pkwy, Suite 104, West Des Moines IA 50266, United States, 10/22/2018, IAR, DBA Name, INV REL, 40 HR/MO - 40 HR/MO TRADING

Exams

• S66 Uniform Combined State Law Examination
  2010-06-24
• S63 Uniform Securities Agent State Law Examination
  2008-11-06

Other Names

• Cody Phelps