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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2019-03-29 |
Branch Locations
11 East Central Avenue, Chippewa Falls, WI 54729 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Triad Advisors, Inc. | Norcross | GA | 10/2012 | 10/2017 |
| Bernicke & Associates | Eau Claire | WI | 09/2008 | 10/2017 |
| Raymond James Financial Services, Inc | Chippewa Falls | WI | 10/2017 | Present |
| Fries Insurance Services Llc | Chippewa Falls | WI | 10/2018 | Present |
| Raymond James Financial Services Advisors Inc. | Chippewa Falls | WI | 03/2019 | Present |
(1) Name of Business: Fries Financial Group Address: 11 E Central St, Chippewa Falls, WI, 54729, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 10/09/2017 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Processing paperwork, administrative work
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-06-27 |
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