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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-02-22
WI RA APPROVED 2009-05-28
TX RA APPROVED_RES 2009-01-02
  • FL RA
    APPROVED
    Since 2024-02-22
  • WI RA
    APPROVED
    Since 2009-05-28
  • TX RA
    APPROVED_RES
    Since 2009-01-02

Branch Locations

11 E. Central Street, Chippewa Falls, WI 54729 • United States

Sanibel, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services Chippewa Falls WI 12/2004 Present
Fries Financial Group Llc Chippewa Falls WI 12/2004 Present
Raymond James Financial Services Advisors, Inc Chippewa Falls WI 01/2009 Present
Koin, Llc Chippewa Falls WI 01/2015 12/2018
Fries Insurance Services, Llc Chippewa Falls WI 10/2018 Present
Fries Financial Group Llc Chippewa Falls WI 12/2004 Present
  • 12/2004 → Present
    Raymond James Financial Services
    Chippewa Falls, WI
  • 12/2004 → Present
    Fries Financial Group Llc
    Chippewa Falls, WI
  • 01/2009 → Present
    Chippewa Falls, WI
  • 01/2015 → 12/2018
    Koin, Llc
    Chippewa Falls, WI
  • 10/2018 → Present
    Fries Insurance Services, Llc
    Chippewa Falls, WI
  • 12/2004 → Present
    Fries Financial Group Llc
    Chippewa Falls, WI
Other Businesses

(1)Name of Business: FFG Properties, LLC Address: 11 E Central St, Chippewa Falls, WI, 54729, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 04/01/2016 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Owner of the building out of which Fries Financial Group, LLC operates (2)Name of Business: Fries Financial Group LLC Address: 11 E Central St, Chippewa Falls, WI, 54729, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 12/08/2004 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Proprietor/OwnerManage businessFinancial Advice (3)Name of Business: Joint Review Board - City of Chippewa Falls Address: 30 W Central Street, Chippewa Falls, WI, 54729, United States Activity Type: Political Office/Activity Position/Title: Investment Related: No Start Date: 01/02/2017 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties:

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1994-12-07
  • S63 Uniform Securities Agent State Law Examination
    1994-12-07
Designations

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