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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2025-12-16 |
Branch Locations
103 N Bridge St Ste 255, Chippewa Falls, WI 54729 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Chippewa Falls | WI | 05/2015 | 12/2025 |
| Cetera Investment Advisers Llc | Schaumburg | IL | 12/2025 | Present |
| Cetera Advisors Llc | St. Cloud | MN | 12/2025 | Present |
1. NAME OF OTHER BUSINESS: DRIEVER FAMILY FARMS LLC; INVESTMENT RELATED: NO; ADDRESS: SIDNEY, IA 51652 NATURE OF BUSINESS: FARMLAND RENTAL; START DATE: 09/2017; POSITION/TITLE/RELATIONSHIP: CO-OWNER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: NONE; BRIEF DESCRIPTION OF DUTIES: ANNUAL MEETING, COLLECT RENT AND PAY BILLS; 2. NAME OF OTHER BUSINESS: WEALTH MANAGEMENT GROUP; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: SECURITIES-RELATED DBA; START DATE: 05/2015; POSITION/TITLE/RELATIONSHIP: VICE PRESIDENT; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 30; BRIEF DESCRIPTION OF DUTIES: INDEPENDENT CONTRACTING INVESTMENT ADVISOR;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-12-22 |
| S65 | Uniform Investment Adviser Law Examination | 1998-11-30 |
| S63 | Uniform Securities Agent State Law Examination | 1984-06-21 |
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