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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2021-07-15
WI RA APPROVED 2021-07-15
  • MN RA
    APPROVED
    Since 2021-07-15
  • WI RA
    APPROVED
    Since 2021-07-15

Branch Locations

11 E Central Street, Chippewa Falls, WI 54729 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Life Insurance Company Milwaukee WI 05/2019 06/2021
Northwestern Mutual Investment Services Llc Mendota Hts MN 08/2019 06/2021
Vintage Sport Camps Duluth MN 05/2016 08/2017
Menards Hermantown MN 05/2018 09/2018
Madison Lawn Care Hermantown MN 05/2018 10/2018
Duluth East Basketball Duluth MN 06/2018 08/2018
University Of Saint Thomas Saint Paul MN 09/2018 12/2019
Retired Or Never Worked Saint Paul MN 08/2017 05/2018
Northwestern Mutual Wealth Management Company Milwaukee WI 10/2020 06/2021
Raymond James Financial Services, Inc. Chippewa Falls WI 06/2021 Present
Raymond James Financial Services Advisors, Inc. Chippewa Falls WI 07/2021 Present
  • 05/2019 → 06/2021
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 08/2019 → 06/2021
    Northwestern Mutual Investment Services Llc
    Mendota Hts, MN
  • 05/2016 → 08/2017
    Vintage Sport Camps
    Duluth, MN
  • 05/2018 → 09/2018
    Menards
    Hermantown, MN
  • 05/2018 → 10/2018
    Madison Lawn Care
    Hermantown, MN
  • 06/2018 → 08/2018
    Duluth East Basketball
    Duluth, MN
  • 09/2018 → 12/2019
    University Of Saint Thomas
    Saint Paul, MN
  • 08/2017 → 05/2018
    Retired Or Never Worked
    Saint Paul, MN
  • 10/2020 → 06/2021
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 06/2021 → Present
    Raymond James Financial Services, Inc.
    Chippewa Falls, WI
  • 07/2021 → Present
    Chippewa Falls, WI
Other Businesses

(1) Name of Business: Fries Financial Group Address: 11 E. Central Street, Chippewa Falls, WI, 54729, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 05/03/2021 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Financial Advisor

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-07-09
S63 Uniform Securities Agent State Law Examination 2020-06-23
  • S66 Uniform Combined State Law Examination
    2021-07-09
  • S63 Uniform Securities Agent State Law Examination
    2020-06-23
Other Names
  • Thomas Victor Madison

View on SEC IAPD

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