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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2021-07-15 |
| WI | RA | APPROVED | 2021-07-15 |
Branch Locations
11 E Central Street, Chippewa Falls, WI 54729 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 05/2019 | 06/2021 |
| Northwestern Mutual Investment Services Llc | Mendota Hts | MN | 08/2019 | 06/2021 |
| Vintage Sport Camps | Duluth | MN | 05/2016 | 08/2017 |
| Menards | Hermantown | MN | 05/2018 | 09/2018 |
| Madison Lawn Care | Hermantown | MN | 05/2018 | 10/2018 |
| Duluth East Basketball | Duluth | MN | 06/2018 | 08/2018 |
| University Of Saint Thomas | Saint Paul | MN | 09/2018 | 12/2019 |
| Retired Or Never Worked | Saint Paul | MN | 08/2017 | 05/2018 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 10/2020 | 06/2021 |
| Raymond James Financial Services, Inc. | Chippewa Falls | WI | 06/2021 | Present |
| Raymond James Financial Services Advisors, Inc. | Chippewa Falls | WI | 07/2021 | Present |
(1) Name of Business: Fries Financial Group Address: 11 E. Central Street, Chippewa Falls, WI, 54729, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 05/03/2021 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Financial Advisor
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-07-09 |
| S63 | Uniform Securities Agent State Law Examination | 2020-06-23 |
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