Brian Ross Saltzman

Employer firm

Rockefeller Financial LLC CRD 291361

$99.6B regulatory AUM 223 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2016 → 10/2025
  Morgan Stanley Smith Barney Llc
  New York, NY
• 02/2016 → 10/2025
  Morgan Stanley Private Bank, N.A.
  New York, NY
• 10/2025 → Present
  Rockefeller Financial Llc
  Ny, NY
• 10/2025 → Present
  Rockefeller Capital Management
  Ny, NY
• 02/2016 → Present
  Morgan Stanley Private Bank, N.A
  New York, NY

Previous Registrations

• 2016-02-01 → 2025-10-24
  Morgan Stanley
  New York, NY
• 2012-01-10 → 2016-02-16
  Neuberger Berman Bd Llc
  New York, NY
• 2009-01-12 → 2012-01-18
  Alliancebernstein L.P.
  New York, NY

Other Businesses

1.Take Back the Kitchen, LLC; Investment related-No; Montclair, NJ; Consulting, writing, public speaking on cooking and healthy eating; 49% Owner(proprietor, partner, officer, director, employee, trustee, agent); Jan 2008; During business hours: 0; After business hours: .25 2.1126 OCEAN LLC,OWNER;INVESTMENT RELATED;START DATE:11/2016;DURING BUSINESS HOURS-0,AFTER BUSINESS HOURS-1; OCEAN BLVD,ISLE OF PALMS SC 3. Ocean Spray 401 LLC; Investment related; rental property; Sole Proprietor / Owner / Partner (proprietor, partner, officer, director, employee, trustee, agent); Mar 2019; During business hours: 0; After business hours: 1; Passive owner, no day-today responsibilities 4.*392150- Palms Hotel Owners Association; Investment related- Yes; Isle of Palms, South Carolina; Real Estate; Board Member (proprietor, partner, officer, director, employee, trustee, agent); Feb 2020; During business hours: 0; After business hours: 1; Condo Association Board

Exams

• S66 Uniform Combined State Law Examination
  2009-01-09