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David Allen Nettesheim

Lewis Financial Management, LLC

Raleigh, NC

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Current Employers
Lewis Financial Management, Llc

1611 East Millbrook Road, Raleigh, NC 27609 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2015-10-30
  • NC RA
    APPROVED
    Since 2015-10-30

Branch Locations

1611 East Millbrook Road, Raleigh, NC 27609 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lewis Financial Management, Llc Raleigh NC 03/2008 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-10-30
  • S65 Uniform Investment Adviser Law Examination
    2015-10-30

View on SEC IAPD

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