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Wells Fargo Clearing Services, LLC CRD 19616
$671B regulatory AUM 5,302 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-07-15 |
| TX | RA | APPROVED | 2021-07-15 |
Branch Locations
767 5Th Ave 33Rd Fl [Y2-Rbo], New York, NY 10153 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Td Bank, N.A. | New York | NY | 10/2012 | 01/2019 |
| Td Private Client Wealth Llc | Melville | NY | 04/2013 | 07/2021 |
| Td Bank N.A. | Melville | NY | 01/2019 | 07/2021 |
| Wells Fargo Clearing Services, Llc | New York | NY | 07/2021 | Present |
WEDDING PHOTOGRAPHER/VIDEOGRAPHER, NOT INVT RELATED, STAMFORD, CT, FREE LANCE PHOTOGRAPHER, START DATE 9/8/2001, 24 HRS PER MONTH, 0 HRS DURING TRADING, FREE LANCE PHOTOGRAPHER AND VIDEOGRAPHER. WINGS FOR WIDOWS ; NOT INV RELATED; WAYZATA, MN; FINANCIAL COACHING ; VOLUNTEER COACH; START DATE: 09/01/2025; 16 HRS PER MONTH; 0 HRS DURING TRADING; |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-09-27 |
| S63 | Uniform Securities Agent State Law Examination | 2010-11-29 |
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