Lori Ann Harris

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2012 → 03/2021
  Bmo Harris Financial Advisors, Inc.
  Appleton, WI
• 03/2021 → 03/2023
  Lpl Financial Llc
  Green Bay, WI
• 03/2023 → Present
  Morgan Stanley
  Green Bay, WI

Other Businesses

*684969 - United Way of Brown County; Investment related: No; Green Bay, Wisconsin; Civic/Community, Economic Assistance, Hardship Assistance, Health and Welfare; Finance Committee (proprietor, partner, officer, director, employee, trustee, agent); 04/2026; During business hours: 2; After business hours: 3; Administrative, Accounting/Bookkeeping

Exams

• S65 Uniform Investment Adviser Law Examination
  2023-04-11
• S63 Uniform Securities Agent State Law Examination
  2008-10-08

Other Names

• Lori Ann Gilson