Kristi Kay Adams

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2005 → 07/2021
  Waddell & Reed, Inc.
  Bloomington, MN
• 02/2006 → 07/2021
  Various Insurance Carriers For W&R Insurance Agencies
  Minneapolis, MN
• 08/2012 → 06/2020
  Longfellow Business Association
  Minneapolis, MN
• 04/2019 → 07/2021
  Lori Tauring
  Bloomington, MN
• 08/2019 → 08/2019
  Bni
  York, PA
• 08/2012 → 07/2021
  Longfellow Business Association
  Minneapolis, MN
• 09/2019 → 07/2021
  Blue Heron Professional Group
  Hopkins, MN
• 01/2018 → 07/2021
  Blue Heron Professional Group Llc
  Bloomington, MN
• 07/2021 → Present
  Lpl Financial Llc
  Edina, MN

Previous Registrations

• 2013-12-17 → 2021-07-21
  Waddell & Reed
  St Paul, MN
  Savage, MN
  Bloomington, MN

Other Businesses

1. 12/8/2022 - The Haddorff Team - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 11/28/2022 - 160 Hours Per Month/8 Hours During Securities Trading

Exams

• S65 Uniform Investment Adviser Law Examination
  2013-11-11
• S63 Uniform Securities Agent State Law Examination
  2005-12-21

Designations

• Certified Financial Planner

Other Names

• Kristi Adams