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Current Employers
Gallagher Fiduciary Advisors, Llc

2850 Golf Road, Rolling Meadows, IL 60008 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2022-04-25
  • IL RA
    APPROVED
    Since 2022-04-25

Branch Locations

2850 Golf Road, Rolling Meadows, IL 60008 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Gallagher Benefit Services, Inc. Chicago IL 03/2011 03/2022
Kestra Financial Services, Inc Austin TX 04/2016 03/2022
Gallagher Fiduciary Advisors, Llc Rolling Meadows IL 04/2022 Present
  • 03/2011 → 03/2022
    Gallagher Benefit Services, Inc.
    Chicago, IL
  • 04/2016 → 03/2022
    Kestra Financial Services, Inc
    Austin, TX
  • 04/2022 → Present
    Rolling Meadows, IL
Previous Registrations
  • 2016-04-19 → 2022-03-31
    Rolling Meadows, IL
    Austin, TX
  • 2014-03-14 → 2016-09-22
    Kestra Investment Services, Llc
    Rolling Meadows, IL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-11-21
S63 Uniform Securities Agent State Law Examination 2009-02-02
  • S65 Uniform Investment Adviser Law Examination
    2013-11-21
  • S63 Uniform Securities Agent State Law Examination
    2009-02-02

View on SEC IAPD

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