Kari Lynn Brett

Employer firm

Principal Asset Management CRD 109002

$428B regulatory AUM 137 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2003 → 12/2020
  Principal Financial
  Des Moines, IA
• 12/2020 → Present
  Principal Funds Distributor, Inc.
  Des Moines, IA
• 02/2022 → Present
  Principal Asset Management
  Des Moines, IA

Other Businesses

Access/supervised person of Principal Global Investors, LLC and will perform certain functions for Principal Global Investors, Inc and its affiliates.

Exams

• S66 Uniform Combined State Law Examination
  2022-02-07

Other Names

• Kari Lynn Smith
• Kari Lynn Smith Brett