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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2023-09-19
SC RA APPROVED 2023-05-23
CT RA APPROVED 2023-05-18
FL RA APPROVED 2021-11-09
NY RA APPROVED 2021-10-26
TX RA APPROVED_RES 2020-12-21
NJ RA APPROVED 2017-12-18
  • PA RA
    APPROVED
    Since 2023-09-19
  • SC RA
    APPROVED
    Since 2023-05-23
  • CT RA
    APPROVED
    Since 2023-05-18
  • FL RA
    APPROVED
    Since 2021-11-09
  • NY RA
    APPROVED
    Since 2021-10-26
  • TX RA
    APPROVED_RES
    Since 2020-12-21
  • NJ RA
    APPROVED
    Since 2017-12-18

Branch Locations

299 Park Avenue 8Th Floor, New York, NY 10171 • United States

1285 Avenue Of The Americas 38Th Floor, New York, NY 10019 • United States

Charleston, SC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pnc Financial Services Pittsburgh PA 09/2012 12/2016
Ubs Financial Services, Inc. Weehawken NJ 04/2017 Present
N/A New York NY 01/2017 04/2017
  • 09/2012 → 12/2016
    Pnc Financial Services
    Pittsburgh, PA
  • 04/2017 → Present
    Weehawken, NJ
  • 01/2017 → 04/2017
    N/A
    New York, NY
Other Businesses

1) Simi-A Corp./ investment related?: yes/ 41 Park Avenue, Apt 15F,New York,United States/Information Technology/Creating technology solutions for the hospitality sector. B2B tech./No duties; my husband started this company. I have no role. Only activity has been funding the initial stock purchase from our joint checking account. I, as a spouse, have no legal authority over the company./3/22/2021/time reqd during working hours?; no 2) St. Joseph's Seminary and College, 201 Seminary Ave Yonkers, New York United States- 10704, Educational Establishment, The college founded in 1896, is the major seminary of the Archdiocese of New York. Its primary mission is to serve the Church by forming men for the Catholic priesthood. St. Joseph's functions as the principal institution of priestly formation for the Archdiocese of New York, the Diocese of Brooklyn, and the Diocese of Rockville Centre. St. Joseph's also welcomes seminarians from other archdioceses, dioceses, eparchies, and other religious congregations." Member of Board of directors, I was nominated to join the Board and the Cardinal would like for me to sit on the Finance and Development Committee, start date-8/1/2024, It's a great honor to be nominated by the Cardinal, and it is a good match with my other activities and personal values and feelings.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-12-14
S63 Uniform Securities Agent State Law Examination 2009-03-09
  • S66 Uniform Combined State Law Examination
    2017-12-14
  • S63 Uniform Securities Agent State Law Examination
    2009-03-09
Other Names
  • Liz Pohl
  • Lizzie Pohl
  • Mary Elizabeth Pohl
  • Mary Pohl
  • Liz Simasek
  • Mary Simasek

View on SEC IAPD

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