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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2023-09-19 |
| SC | RA | APPROVED | 2023-05-23 |
| CT | RA | APPROVED | 2023-05-18 |
| FL | RA | APPROVED | 2021-11-09 |
| NY | RA | APPROVED | 2021-10-26 |
| TX | RA | APPROVED_RES | 2020-12-21 |
| NJ | RA | APPROVED | 2017-12-18 |
Branch Locations
299 Park Avenue 8Th Floor, New York, NY 10171 • United States
1285 Avenue Of The Americas 38Th Floor, New York, NY 10019 • United States
Charleston, SC • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pnc Financial Services | Pittsburgh | PA | 09/2012 | 12/2016 |
| Ubs Financial Services, Inc. | Weehawken | NJ | 04/2017 | Present |
| N/A | New York | NY | 01/2017 | 04/2017 |
1) Simi-A Corp./ investment related?: yes/ 41 Park Avenue, Apt 15F,New York,United States/Information Technology/Creating technology solutions for the hospitality sector. B2B tech./No duties; my husband started this company. I have no role. Only activity has been funding the initial stock purchase from our joint checking account. I, as a spouse, have no legal authority over the company./3/22/2021/time reqd during working hours?; no 2) St. Joseph's Seminary and College, 201 Seminary Ave Yonkers, New York United States- 10704, Educational Establishment, The college founded in 1896, is the major seminary of the Archdiocese of New York. Its primary mission is to serve the Church by forming men for the Catholic priesthood. St. Joseph's functions as the principal institution of priestly formation for the Archdiocese of New York, the Diocese of Brooklyn, and the Diocese of Rockville Centre. St. Joseph's also welcomes seminarians from other archdioceses, dioceses, eparchies, and other religious congregations." Member of Board of directors, I was nominated to join the Board and the Cardinal would like for me to sit on the Finance and Development Committee, start date-8/1/2024, It's a great honor to be nominated by the Cardinal, and it is a good match with my other activities and personal values and feelings.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-12-14 |
| S63 | Uniform Securities Agent State Law Examination | 2009-03-09 |
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