Best Investors Account Sign in

Philip M Mattek

Rbc Capital Markets, LLC

Green Bay, WI

Little Suamico, WI

Claim This Profile
Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-06-06
WI RA APPROVED 2019-06-06
  • TX RA
    APPROVED
    Since 2019-06-06
  • WI RA
    APPROVED
    Since 2019-06-06

Branch Locations

2465 Marina Circle Suite 500, Green Bay, WI 54304 • United States

Little Suamico, WI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch Pierce, Fenner & Smith, Inc. Green Bay WI 09/2008 06/2019
Bank Of America, N.A. Green Bay WI 06/2011 06/2019
Rbc Capital Markets, Llc. Appleton WI 06/2019 Present
City National Bank Appleton WI 07/2019 Present
  • 09/2008 → 06/2019
    Merrill Lynch Pierce, Fenner & Smith, Inc.
    Green Bay, WI
  • 06/2011 → 06/2019
    Bank Of America, N.A.
    Green Bay, WI
  • 06/2019 → Present
    Rbc Capital Markets, Llc.
    Appleton, WI
  • 07/2019 → Present
    City National Bank
    Appleton, WI
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-12-30
  • S66 Uniform Combined State Law Examination
    2008-12-30

View on SEC IAPD

Other Firms

AMERIPRISE FINANCIAL SERVICES, LLC
MELOTTE FINANCIAL ADVISORS
ONELEGACY ADVISORS, LLC
THRIVENT INVESTMENT MANAGEMENT INC.
J.P. MORGAN SECURITIES LLC
BARINGTON CAPITAL MANAGEMENT, LLC
HARBOUR INVESTMENTS, INC.
OSAIC WEALTH, INC.

Other Investors

CHRISTOPHER LEE FEUTZ
MONTANA MORGAN TILLMANN
MARK BRIAN PIPER
Zachary Mano Gilson
MARK ANDREW ENGLES
TIMOTHY ARNOLD BENES
Cal David Jensen
KENNETH JOSEPH MELOTTE

Other Offices

AMERIPRISE FINANCIAL SERVICES, LLC · GREEN BAY, WI
MELOTTE FINANCIAL ADVISORS · GREEN BAY, WI
ONELEGACY ADVISORS, LLC · GREEN BAY, WI
THRIVENT INVESTMENT MANAGEMENT INC. · Green Bay, WI
J.P. MORGAN SECURITIES LLC · GREEN BAY, WI
AMERIPRISE FINANCIAL SERVICES, LLC · GREEN BAY, WI
BARINGTON CAPITAL MANAGEMENT, LLC · GREEN BAY, WI
HARBOUR INVESTMENTS, INC. · GREEN BAY, WI

More in Green Bay, WI

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor