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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2019-12-03
  • FL RA
    APPROVED
    Since 2019-12-03

Branch Locations

1010 S Federal Highway Suite 2002, Hallandale Beach, FL 33009 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs International Inc Coral Gables FL 09/2008 12/2019
Ubs Financial Services Inc. Coral Gables FL 01/2010 12/2019
Raymond James & Associates, Inc Miami FL 12/2019 Present
Previous Registrations
  • 2010-01-01 → 2020-01-13
    Coral Gables, FL
  • 2009-04-30 → 2010-01-01
    Ubs International Inc.
    Coral Gables, FL
Other Businesses

(1)Name of Business: kassin nasser r Address: 198 south island, golden beach, FL, 33160, United States Activity Type: Control Person Position/Title: Other (Acting), Successor trustee (Named Only), Trustee (Acting) Investment Related: Yes Start Date: 12/06/2019 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Trustee/Successor Trustee. I am trustee of MY family trust

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-04-22
  • S66 Uniform Combined State Law Examination
    2009-04-22
Other Names
  • Ricardo Kassin

View on SEC IAPD

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