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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2024-03-18 |
| TX | RA | APPROVED | 2024-03-18 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| 361 Capital Llc | Denver | CO | 01/2018 | 04/2021 |
| Imst Distributors, Llc | Denver | CO | 01/2018 | 04/2021 |
| Jpmorgan Chase Bank, N.A. | Denver | CO | 04/2021 | Present |
| J.P. Morgan Securities Llc | Denver | CO | 04/2021 | Present |
| Janus Distributors Llc | New York | NY | 07/2016 | 01/2018 |
| Janus Capital Management Llc | New York | NY | 07/2016 | 01/2018 |
Entity Name: Stanley British Primary School Investment related: Yes "Address: https://www.stanleybps.org/ 350 Quebec St, Denver, CO 80230" Nature of the other business: Nonprofit Position/Title/Relationship: Board Member Start Date: 08/18/2025 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: I seek to join the board at the beginning of next school year (August 2025). I will also be serving on the school's finance committee, which has the responsibility of advising on the school's budget as well as their endowment.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-03-18 |
| S66 | Uniform Combined State Law Examination | 2013-06-01 |
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