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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2020-07-14 |
| TX | RA | APPROVED | 2020-07-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mass Mutual Life Insurance Company | Pasadena | CA | 11/2015 | Present |
| Mml Investors Services | Pasadena | CA | 11/2015 | Present |
Name: Shane Foley Inv rel: Y Add: 25 N Mentor Ave Pasadena CA 91106 Nature: Ind Life/Health, Group Life/Health Position: Sales Start date: 11/01/2015 No. HR/MO: 2 No. HR/MO during sec trading: 2 (2) Name: Shane Foley Inv rel: Y Add: Residential Nature: Rental property Position: owner Start date: 1/01/2002 No. HR/MO: 2 No. HR/MO during sec trading: 0
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2020-07-07 |
| S63 | Uniform Securities Agent State Law Examination | 2016-02-02 |
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