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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
RI RA APPROVED 2021-10-04
TX RA APPROVED_RES 2017-03-25
  • RI RA
    APPROVED
    Since 2021-10-04
  • TX RA
    APPROVED_RES
    Since 2017-03-25

Branch Locations

200 Crossings Blvd Suite 200, Warwick, RI 02886 • United States

Westerly, RI • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Guilford CT 03/2009 03/2017
Mml Investors Services, Llc Warwick RI 03/2017 Present
Mass Mutual Life Insurance Company Warwick RI 07/2016 Present
  • 03/2009 → 03/2017
    Metlife Securities
    Guilford, CT
  • 03/2017 → Present
    Warwick, RI
  • 07/2016 → Present
    Mass Mutual Life Insurance Company
    Warwick, RI
Previous Registrations
Other Businesses

1) Name: Common Cents with Dawn Inv rel: N Add: 58 High Street Westerly RI 02891 Nature: Radio Show Communication Position: Commentator for Radio Show Start date: 08/2017 No. HR/MO: 10 No. HR/MO during sec trading:6 Describe duties: Weekly radio show broadcasted on Friday afternoons from 4-6 pm on WBLQ 1230 AM 2) Name: Dawn Robinson Inv rel: Y Add: 200 Crossings Blvd Ste 200 Warwick RI 02886 Nature: Outside Insurance Sales Position: Agent Start date: 08/2010 No. HR/MO: 4 No. HR/MO during sec trading: 4 Describe duties: Property/Casualty, Health, LTC, DI, and Fixed Annuities. 3) NAME: xPanse consulting S-corp. INV REL: Y ADD: Residential Address NATURE: S-Corp for pass through compensation/expenses POSITION: START DATE: Owner NO. HR/MO: 20 NO. HR/MO DURING SEC TRADING: 5 DESCRIBE DUTIES: Pay administrative support staff and manage administrative business expenses 4) NAME: Xpanse consulting, LLC INV REL: Y ADD: Residential Address NATURE: Coaching and teaching POSITION: Owner START DATE: 01/01/2026 NO. HR/MO: 5 NO. HR/MO DURING SEC TRADING: 5 DESCRIBE DUTIES: Conducting presentations and workshops for individual and groups pertaining to business process, efficiencies and strategies

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-12-04
  • S66 Uniform Combined State Law Examination
    2008-12-04
Other Names
  • Dawn Annette Johnson

View on SEC IAPD

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