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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| RI | RA | APPROVED | 2021-10-04 |
| TX | RA | APPROVED_RES | 2017-03-25 |
Branch Locations
200 Crossings Blvd Suite 200, Warwick, RI 02886 • United States
Westerly, RI • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife Securities | Guilford | CT | 03/2009 | 03/2017 |
| Mml Investors Services, Llc | Warwick | RI | 03/2017 | Present |
| Mass Mutual Life Insurance Company | Warwick | RI | 07/2016 | Present |
1) Name: Common Cents with Dawn Inv rel: N Add: 58 High Street Westerly RI 02891 Nature: Radio Show Communication Position: Commentator for Radio Show Start date: 08/2017 No. HR/MO: 10 No. HR/MO during sec trading:6 Describe duties: Weekly radio show broadcasted on Friday afternoons from 4-6 pm on WBLQ 1230 AM 2) Name: Dawn Robinson Inv rel: Y Add: 200 Crossings Blvd Ste 200 Warwick RI 02886 Nature: Outside Insurance Sales Position: Agent Start date: 08/2010 No. HR/MO: 4 No. HR/MO during sec trading: 4 Describe duties: Property/Casualty, Health, LTC, DI, and Fixed Annuities. 3) NAME: xPanse consulting S-corp. INV REL: Y ADD: Residential Address NATURE: S-Corp for pass through compensation/expenses POSITION: START DATE: Owner NO. HR/MO: 20 NO. HR/MO DURING SEC TRADING: 5 DESCRIBE DUTIES: Pay administrative support staff and manage administrative business expenses 4) NAME: Xpanse consulting, LLC INV REL: Y ADD: Residential Address NATURE: Coaching and teaching POSITION: Owner START DATE: 01/01/2026 NO. HR/MO: 5 NO. HR/MO DURING SEC TRADING: 5 DESCRIBE DUTIES: Conducting presentations and workshops for individual and groups pertaining to business process, efficiencies and strategies
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-12-04 |
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