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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2025-09-05
  • IL RA
    APPROVED
    Since 2025-09-05

Branch Locations

9014 Heritage Parkway Suite 308, Woodridge, IL 60517 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Porte Brown Llc Elk Grove Village IL 12/1990 Present
1St Global Capital Corp Elk Grove Village IL 10/2008 10/2019
1St Global Advisors, Inc. Elk Grove Village IL 10/2008 10/2019
Avantax Insurance Services Woodridge IL 09/2009 09/2025
Avantax Advisory Services Woodridge IL 10/2019 09/2025
Avantax Investment Services, Inc. Woodridge IL 10/2019 09/2025
Cetera Wealth Services, Llc Woodridge IL 09/2025 Present
Cetera Investment Advisers Llc Schaumburg IL 09/2025 Present
  • 12/1990 → Present
    Porte Brown Llc
    Elk Grove Village, IL
  • 10/2008 → 10/2019
    1St Global Capital Corp
    Elk Grove Village, IL
  • 10/2008 → 10/2019
    1St Global Advisors, Inc.
    Elk Grove Village, IL
  • 09/2009 → 09/2025
    Avantax Insurance Services
    Woodridge, IL
  • 10/2019 → 09/2025
    Avantax Advisory Services
    Woodridge, IL
  • 10/2019 → 09/2025
    Avantax Investment Services, Inc.
    Woodridge, IL
  • 09/2025 → Present
    Cetera Wealth Services, Llc
    Woodridge, IL
  • 09/2025 → Present
    Schaumburg, IL
Previous Registrations
  • 2019-10-25 → 2025-09-05
    Avantax Advisory Services
    Dallas, TX
    Woodridge, IL
  • 2009-01-06 → 2019-10-25
    1St Global Advisors Inc
    Tinley Park, IL
Other Businesses

1) SHAMROCK BUILDING GROUP POSITION: OWNER NATURE: COMMERCIAL REAL ESTATE INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2010 ADDRESS: Elk Grove Village IL , United States DESCRIPTION: Commercial real estate 2) OAKTON BUILDING GROUP POSITION: MEMBER NATURE: BUILDING PARTNERSHIP INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2009 ADDRESS: Elk Grove Village IL , United States DESCRIPTION: Member - building partnership 3) PORTE BROWN TECHNOLOGY SOLUTIONS POSITION: CONSULTING NATURE: HARDWARE AND SOFTWARE SALES INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 12/01/1990 ADDRESS: Elk Grove Village IL , United States DESCRIPTION: Hardware and software sales. 4) PORTE BROWN WEALTH MANAGEMENT, LLC POSITION: OWNER NATURE: FINANCIAL SERVICES INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 2 START DATE: 04/01/2009 ADDRESS: Elk Grove Village IL , United States DESCRIPTION: Provide financial services to clients. 5) PORTE BROWN LLC POSITION: CPA NATURE: null INVESTMENT RELATED: No NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 12/01/1990 ADDRESS: Elk Grove Village IL , United States DESCRIPTION: CPA firm 8) GAML BONITA LLC POSITION: Member NATURE: Real Estate Holding Company INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 02/01/2024 ADDRESS: 9014 Heritage Parkway, Suite 308, Woodridge IL 60517, United States DESCRIPTION: Co-Owner of property not for Rent

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-01-05
  • S66 Uniform Combined State Law Examination
    2009-01-05

View on SEC IAPD

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