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Howard Anthony Weiser

Voya Financial Advisors, Inc.

Baton Rouge, LA

Metairie, LA

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Current Employers
Voya Financial Advisors, Inc.

One Orange Way, Windsor, CT 06095 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2018-01-03
  • LA RA
    APPROVED
    Since 2018-01-03

Branch Locations

5525 Galeria Dr Ste A, Baton Rouge, LA 70816 • United States

2424 Edenborn Ave Ste 680, Metairie, LA 70001 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Voya Financial Advisors Baton Rouge LA 09/2014 Present
  • 09/2014 → Present
    Voya Financial Advisors
    Baton Rouge, LA
Other Businesses

NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 5525 GALERIA DR STE A; BATON ROUGE; LA; 70816; FIXED INSURANCE SALES; INDEPENDENT INSURANCE AGENT; 2/19/2013; 160; 160; SALES OF FIXED INSURANCE PRODUCTS| WGR, LLC POSITION: Member NATURE: Fence rental company of temporary fence. INVESTMENT RELATED: No NUMBER OF HOURS: 6 SECURITIES TRADING HOURS: 0 START DATE: 03/29/2024 ADDRESS: 3316 Florida Ave, Suite 201, Kenner LA 70065, United States DESCRIPTION: Meet monthly to review financial statements with other members of LLC.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-05-08
S63 Uniform Securities Agent State Law Examination 2009-03-09
  • S65 Uniform Investment Adviser Law Examination
    2017-05-08
  • S63 Uniform Securities Agent State Law Examination
    2009-03-09
Other Names
  • Howard Weiser

View on SEC IAPD

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BERNHARD CAPITAL PARTNERS MANAGEMENT, LP
MORGAN STANLEY
J.P. MORGAN SECURITIES LLC
3RD STREET CAPITAL MANAGEMENT L.L.C.
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

Other Investors

RYAN MATTHEW MALONE
Andrew K Scholl
DANIELLE T CREPPEL
Thomas S Piland
BRIAN M SARTIN
Michael T Fels
Paul B Langston
TERENCE E GINN

Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · BATON ROUGE, LA
RAYMOND JAMES & ASSOCIATES, INC. · BATON ROUGE, LA
CETERA INVESTMENT ADVISERS LLC · BATON ROUGE, LA
RAYMOND JAMES & ASSOCIATES, INC. · BATON ROUGE, LA
BERNHARD CAPITAL PARTNERS MANAGEMENT, LP · BATON ROUGE, LA
MORGAN STANLEY · Baton Rouge, LA
J.P. MORGAN SECURITIES LLC · Baton Rouge, LA
J.P. MORGAN SECURITIES LLC · BATON ROUGE, LA

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